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Reference: https://www.finra.org/registration-exams-ce/qualification-exams/series7
FINRA Series 7 Certification Path
- Step 1: Fist the applicant must take and pass the SIE Exam
- Step 2: After it Secure a Sponsorship
- Step 3: and then Study for the Series 7 Exam
- Step 4: At the end Pass the Series 7 Exam
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Topics of FINRA Series 7 Certification Exam
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- Options
- Taxation
- Investment risk
- Packaged Securities
- Equity, and debt instruments
- Interactions with clients
- Retirement plans
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How much FINRA Series 7 Certification Exam cost
The Series 7 exam is officially known as the general exam of securities representatives. It is a highly regulated exam that must be taken in an official test center. The cost to take the test is at least $ 265, with some areas in charge a little more.
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